Responsabilidad penal de las empresas multinacionales por delitos de corrupción en las transacciones comerciales internacionales y ne bis in idem

Bibliographic References

• Arrieta, L.B. (2016), “How Multijurisdictional Bribery Enforcement Enhances Risks for Global Enterprises”, https://www.americanbar.org/groups/business_law/publications/blt/2016/06/08_arrieta/
• Benito Sánchez, D. (2012), El delito de corrupción en las transacciones comerciales internacionales, Iustel, Madrid.
• Blanco Cordero, I. (2005), “El principio ne bis in idem en la Unión Europea. (Comentario a la sentencia del Tribunal de Justicia (Sala 5.ª) de 10 de marzo de 2005 en el Asunto C-469/2003: Asunto Miraglia)”, La Ley: Revista jurídica española de doctrina, jurisprudencia y bibliografía, Nº 3, 2005, pp. 1972-1987.
• Blanco Cordero, I. (2018), “Responsabilidad penal de la sociedad matriz por los delitos cometidos en el homenaje a Lorenzo Morillas Cueva. coord. por José María Suárez López, Jesús Barquín Sanz, Ignacio Francisco Benítez Ortúzar, María José Jiménez Díaz, José Eduardo Sáinz Cantero Caparrós, Vol. 1, pp. 53-80.
• Blanco Cordero, I. (2019), “Negocios internacionales y responsabilidad penal de la empresa matriz por actos de corrupción cometidos en el extranjero”, Libro homenaje al profesor Dr. Agustín Jorge Barreiro, coord. por Manuel Cancio Meliá, Mario Maraver Gómez, Yamila Fakhouri Gómez, Daniel Rodríguez Horcajo, Gonzalo Javier Basso, Agustín Jorge Barreiro, Vol. 2, pp. 893-906.
• Boutros, A.S.; Funk, T.M. (2012), "Carbon Copy’ Prosecutions: A Growing Anticorruption Phenomenon in a Shrinking World”, University of Chicago Legal Forum, pp. 259-298.
• Brewster, R.; Dryden, Ch. (2018), "Building Multilateral Anticorruption Enforcement: Analogies between International Trade & Anti-Bribery Law", Virginia Journal of International Law, Vol. 57, pp. 221-262.
• Bulovsky, A.T. (2019), "Promoting Predictability in Business: Solutions for Overlapping Liability in International Anti-Corruption Enforcement", Michigan Journal of International Law, vol. 40, issue 3, pp. 549-578.
• Cassin, R.L. (2011), "Johnson & Johnson In $77 Million Global Settlement", The FCPA Blog, https://fcpablog.com/2011/04/08/johnson-johnson-in-77-million-global-settlement/
• Cassin, R.L. (2016), "GSK pays SEC $20 million to settle China FCPA violations", The FCPA Blog, https://fcpablog.com/2016/09/30/gsk-pays-sec-20-million-to-settle-chinafcpa-violations/.
• Cassin, R.L. (2019), "Fresenius Medical pays $231 million to settle widespread FCPA offenses", The FCPA Blog, March 29, 2019, https://fcpablog.com/2019/3/29/freseniusmedical-pays-231-million-to-settle-widespread-fcpa/?utm_source=feedburner&utm_medium=feed&utm_campaign=Feed:%20fcpablog/sLbh%20(The%20FCPA%20Blog)
• Criminal Division of the U.S. Department of Justice and the Enforcement Division of the U.S. Securities and Exchange Commission (2012), A Resource Guide to the U.S. Foreign Corrupt Practices Act, Nov. 14.
• Dannecker, G. (2004), “La garantía del principio ne bis in idem en Europa”, Dogmática y ley penal. Libro Homenaje a Enrique Bacigalupo. Tomo I, Jacobo López Barja de Quiroga y José Miguel Zugaldía Espinar (coordinadores), Madrid, pp. 157-176.
• Davis, F.T. (2016), "International Double Jeopardy: US Prosecutions and the Developing Law in Europe", American University International Law Review, 31(1), 2016, pp. 57-102.
• Davis, F.T. (2017a), "Where Are We Today In The International Fight Against Overseas Corruption: An Historical Perspective, And Two Problems Going Forward”, ILSA Journal of International & Comparative Law, Vol. 23, Iss. 2, pp. 337-344
• Davis, F. (2017b), "Paris Court of Appeals Rules That US FCPA Guilty Plea Deprives Accused of Rights Under European Convention and Bars Further Proceeding in France", https://fcpaprofessor.com/paris-court-appeals-rules-us-fcpa-guilty-plea-deprives-accused-rights-european-convention-bars-proceeding-france/
• Davis, F.; Levine, A.M.; Gunka, Ch. (2016), “France's New Anti-Corruption Framework: Potential Impact for Businesses in a Multijurisdictional World”, Compliance & Enforcement, https://wp.nyu.edu/compliance_enforcement/
• Davis, F.T.; Hecker, S.; Gunka, Ch. (2016), "France Takes Steps to Implement Its Anti-Corruption Laws", FCPA Update. A Global Anti-Corruption Newsletter, Volume 7 Number 10, pp. 8-20. https://www.debevoise.com/~/media/files/insights/publications/2016/05/fcpa_update_may_2016.pdf
• D'avout, L.; Bollee, S. (2016), "Droit du commerce international. Août 2015 - juillet 2016", Recueil Dalloz, pp. 2025 ss.
• De la Cuesta Arzamendi, J.L. (2002), "Sección IV. Competencias penales nacionales e internacionales concurrentes y el principio ne bis in idem. Relación general”, Revue internationale de droit pénal, 3e et 4e trimestres 2002, pp. 737-769.
• Debevoise & Plimpton (2019), FCPA Update, 1 January 2019, Volume 10, Number 6, disponible en https://www.debevoise.com/insights/publications/2019/01/fcpa-updatejanuary-2019.
• Department of Justice, (2016), Office of Public Affairs, "Teva Pharmaceutical Industries Ltd. Agrees to Pay More Than $283 Million to Resolve Foreign Corrupt Practices Act Charges. Companies Agree to Pay Nearly $520 Million to U.S. Criminal and Regulatory Authorities, Representing the Largest Criminal Fine Imposed Against a Pharmaceutical Company for Violations of the FCPA", Justice News, Thursday, December 22, 2016, disponible en https://www.justice.gov/opa/pr/teva-pharmaceutical-industriesltd-agrees-pay-more-283-million-resolve-foreign-corrupt
• D'Ornano, A. (2016), "Non bis in idem : l'autorité de la chose jugée de la transaction pénale obtenue à l'étranger", Revue critique de droit international privé.
• Epstein, E. (2018), "FCPA, International Cooperation, Global Settlements and Focus on Latin America", disponible en https://medium.com/@evan.epstein/fcpa-internationalcooperation-global-settlements-and-latin-america-focus-649d77ba4780
• Escobar Veas, J. (2019), "Ne bis in idem y Doctrina de la Soberanía Dual: Gamble v. United States", Revista de Derecho, (20), pp. 225-242. https://doi.org/10.22235/rd.vi20.1842.
• FCPA, (2012), A Resource Guide to the U.S. Foreign Corrupt Practices Act. By the Criminal Division of the U.S. Department of Justice and the Enforcement Division of the U.S. Securities and Exchange Commission, November 14.
• Fletcher, R.; Purnell QC, N. (2019), "Negotiating Global Settlements: The UK Perspective”, Global Investigations Review - The law and practice of international investigations. https://globalinvestigationsreview.com/benchmarking/the-practitioner%E2%80%99s-guide-to-global-investigations-third-edition/1179140/negotiatingglobal-settlements-the-uk-perspective#footnote-081
• Gallois, J. (2018), "Pétrole contre nourriture : précisions en matière de corruption d’agents publics étrangers et d’abus de biens sociaux", Dalloz Actualité, le 4 avril 2018.
• Gelfand, C. (2018), "Teva Pharmaceuticals resolves bribery case with Israel authorities", The FCPA Blog, https://fcpablog.com/2018/1/15/teva-pharmaceuticals-resolvesbribery-case-with-israel-autho/
• Golden, N. (2019), "Conspicuous Prosecution in the Shadows: Rethinking the Relationship Between the FCPA's Accounting and Anti-Bribery Provisions", Iowa Law Review, Vol. 104, pp. 891-925.
• Hecker, S.; Laporte, M. (2013), "Should FCPA "Territorial" Jurisdiction Reach Extraterritorial Proportions?", American Bar Association International Law News, Vol 42, issue 1, https://www.americanbar.org/groups/international_law/publications/international_law_news/2013/should_fcpa_territorial_jurisdiction_reach_extraterritorial_proportions/
• Holtmeier, J. (2015), "Cross-Border Corruption Enforcement: A Case for Measured Coordination Among Multiple Enforcement Authorities”, Fordham Law Review, Volume 84, Issue 2, pp. 493-523.
• Kahn, D. (2018), "Responding to the Upward Trend of Multijurisdictional Cases: Problems and Solutions”, The Department of Justice Journal of Federal Law and Practice, Volume 66, Number 5, pp. 132-133.
• Kühne, H.-H. (2003), "EuGN, Urteil v. 11.2.2003 – C-187/01 u. C-385/01 Gözütok u. Brügge. Anmerkung", JuristenZeitung (JZ), 6, pp.305-307
• Lasagni, G. ; Mirandola, S. (2019), "The European ne bis in idem at the Crossroads of Administrative and Criminal Law", eucrim, 2, pp. 126-135.
• Lelieur, J. (2013), ""Transnationalising" Ne Bis In Idem: How the Rule of Ne Bis In Idem Reveals the Principle of Personal Legal Certainty", Utrecht Law Review, Volume 9, Issue 4 (http://www.utrechtlawreview.org), pp. 109-210.
• Lelieur, J. (2014), "L'affaire Pétrole contre nourriture devant la justice française – Libres propos sur le jugement du tribunal correctionnel de Paris du 8 juillet 2013", La Revue du Grasco, nº 8, pp. 103-108.
• Lelieur, J. (2015), "Créativité judiciaire en faveur des entreprises françaises dans l'affaire Pétrole contre nourriture II. T. corr. Paris, 18 juin 2015", AJ Pénal, Novembre 2015, pp. 540-543.
• Lelieur, J. (2016), "Première condamnation française de personnes morales pour corruption transnationale", Recueil Dalloz, pp.1240 ss.
• Luskin, R.; Jennings, L.B. (2018), "Foreign corrupt practices in US law”, en RDIA n° 1, pp. 89- 102, disponible en https://www.u-paris2.fr/sites/default/files/document/cv_publications/6._rdia-foreign_corrupt_practices_in_us_law.pdf
• Mullen, K. (2019), "Gamble v. United States: A Commentary”, Duke Journal of Constitutional Law & Public Policy, vol 14, n. 1, pp. 207-219.
• Oduor, J.A.; Fernando, F.M.U.; Flah, A.; Gottwald, D.; Hauch, J.M.; Mathias, M.; Park, J.W.; Stolpe, O. (2016), Excluidos del Trato. Acuerdos en Casos de Soborno en el Extranjero y Repercusiones en la Recuperación de Activos. Este trabajo fue publicado originalmente en inglés por el Banco Mundial como “Jacinta Anyango Oduor, Francisca M. U. Fernando, Agustin Flah, Dorothee Gottwald, Jeanne M. Hauch, Marianne Mathias, Ji Won Park, et Oliver Stolpe, 2014. Left out of the Bargain: Settlements in Foreign Bribery Cases and Implications for Asset Recovery. World Bank. © World Bank. https://openknowledge.worldbank. org/handle/10986/16271.
• OECD (sin fecha), Country Reports on the Implementation of the OECD Anti-Bribery Convention, disponible en http://www.oecd.org/daf/anti-bribery/countryreportsontheimplementationoftheoecdanti-briberyconvention.htm
• OECD (1997), Commentaries on the Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, Adopted by the Negotiating Conference on 21 November 1997, disponible en https://www.oecd.org/daf/anti-bribery/ConvCombatBribery_ENG.pdf
• OECD (2019), Resolving Foreign Bribery Cases with Non-Trial Resolutions: Settlements and Non-Trial Agreements by Parties to the Anti-Bribery Convention, www.oecd.org/corruption/Resolving-Foreign-Bribery-Cases-with-Non-Trial-Resolutions.htm
• Pérez Manzano, M. (2018), ""The Spanish connection": los caminos del diálogo europeo en la configuración del alcance de la prohibición de incurrir en "bis in idem"", Anuario de la Facultad de Derecho de la Universidad Autónoma de Madrid, Nº. 22 (Ejemplar dedicado a: El vértice de los sistemas judiciales, Alicia González Alonso (dir.), Sabela Oubiña Barbolla (dir.)), pp. 383-420.
• Reniere, J.M. (2019), "Fairness in FCPA Enforcement: A Call for Self-Restraint and Transparency in Multijurisdictional Anti-Bribery Enforcement Actions", Roger Williams University Law Review, vol. 24, no. 1, pp. 167-208.
• Resoluciones de los Congresos de la Asociación Internacional de Derecho Penal (1926 – 2014), (2015), compliación de J.L. de la Cuesta; I. Blanco Cordero, International Review of Penal Law, Vol. 86, 1er/2e trimestres 2015.
• Robert, J.-H. (2018), "L'affaire Pétrole contre nourriture", Revue des sociétés, 3, pp. 459-463.
• Robertson, A. (2019), "Officials linked to corrupt Alstom deal in Lithuania face corruption probe", mlexmarketinsight, 10 Jan 2019, https://mlexmarketinsight.com/insightscenter/editors-picks/area-of-expertise/anti-bribery-and-corruption/officials-linked-tocorrupt-alstom-deal-in-lithuania-face-corruption-probe
• Rome, F. (2013), “Or noir et blanches colombes”, Recueil Dalloz, p.1737.
• Santana Vega, D.M. (2015), "El delito corporativo de incumplimiento en la prevención de sobornos (Bribery Act 2010)", Revista Electrónica de Ciencia Penal y Criminología (en línea), núm. 17-15, pp. 1-32. Disponible en internet: http://criminet.ugr.es/recpc/17/recpc17-15.pdf ISSN 1695-0194 [RECPC 17-15 (2015), 27 nov].
• Santos Vara, J. (2003), "El alcance del principio non bis in idem en el marco del Convenio Schengen (comentario a la sentencia del TJCE de 11 de febrero de 2003, Hüseyin Gözütok y Klaus Brügge)", iustel.com, RGDE, n.º 1.
• Silva Sánchez, J.M. (2018), "Doce tesis sobre el delito de corrupción de funcionarios extranjeros", Persuadir y razonar: Estudios jurídicos en homenaje a José Manuel Maza Martín, Tomo II, coord. por Carlos Gómez-Jara Díez, Aranzadi Thomson Reuters pp. 643-655.
• Solomon, S. (2018), "Teva to pay NIS 75 million to Israel authorities to settle foreign bribe claims", The Times of Israel, 15 January 2018. www.timesofisrael.com/teva-topay-nis-75- million-to-israel-authorities-to-settle-foreign-bribe-claims/
• Steptoe (2019), FCPA/Anti-Corruption Developments: 2018 Year in Review, disponible en https://www.steptoe.com/images/content/1/8/v4/189874/2018-FCPA-Year-inReview-Final-Feb-28-2019.pdf
• Tarun, R.W.; Tomczak, P.P. (2010), "A Proposal for a United States Department of Justice Foreign Corrupt Practices Leniency Policy", The American criminal law review, 47(2), pp. 153-236.
• Transparency International UK (2012), Deterring and punishing corporate bribery policy. Paper series. Number one. An evaluation of UK corporate plea agreements and civil recovery in overseas bribery cases, Helen Garlick & Ian Trumper (eds).
• Trzcinski, L.M. (2013), "The Impact of the Foreign Corrupt Practices Act on Emerging Markets: Company Decision-Making in a Regulated World", New York University Journal of International Law & Politics, Vol. 45 Issue 4, pp. 1201-1285.
• U.S. Department of Justice (2018), Justice Manual.
• Van Alstine, M.P. (2012), "Treaty Double Jeopardy: The OECD Anti-Bribery Convention and the FCPA", Ohio State Law Journal, Vol. 73, pp. 1321-1352.
• Van Den Wyngaert, Ch. (1999), "Las transformaciones del Derecho penal internacional en respuesta al reto del crimen organizado", Revue Internationale de Droit Pénal, 1 y 2 trimestres 1999, trad. J. L. de la Cuesta Arzamendi, pp. 223-316.
• Villegas García, M.Á.; Encinar del Pozo, M.Á. (2019), "El «caso fresenius»: el «día D» de la FCPA en España", La ley penal: revista de derecho penal, procesal y penitenciario, Nº. 140, (consultada la versión electrónica).
• Vogel, J.; Norouzi, A.B. (2003), "Europäisches "ne bis in idem" – EuGH, NJW 2003, 1173", Jus: Juristische Schulung, Heft 11, pp. 1059-1062.
• Wilson, N.N. (2014), "Pushing the Limits of Jurisdiction Over Foreign Actors Under the Foreign Corrupt Practices Act", Washington University Law Review, Volume 91, Issue 4, pp. 1063-1087.